REGULATORY READINESS

Check-up

Regulatory policy continues to evolve with new initiatives, challenges, and the evolving market landscape.

Check up your capability readiness. Are you ready to eliminate risk and do business with the edge technologies?

A financial institution — like a human body — is a complex system that must adapt to changing environmental conditions.

When the regulatory landscape changes, financial institutions must be ready to adapt to ensure viability and success.

Balancing resources, risks, and performance requires applying proper technologies that align with current regulatory practices.

Clients

Require new experience as a service

and customer journey

Regulators

Regulatory readiness

Complex view

How SoftServe can help?

Business model viability

Corporate governance

BM viability/sustainability

D&I Compliance Checkup

Visibility workflows

Data flow review to identify process bottlenecks

Visibility and Architecture assessment Process optimization

▪︎

Frameworks and checklists for integrated compliance system development

Internal control functions communication

AML, Fraud AI/ML Framework

▪︎

Cloud services utilization

(security, analytics, performance monitoring)

Robotic Processes Analysis/RPA Cloud services

Capital adequacy & risk management

Liquidity

Deep focus on the following regulations and initiatives

IFR/IFD

IFPR

Basel III

(Pillar 1, 2)

CRR, CRD

FRTB

AMLD6, FATCA

IFRS 9

IFRS 7

IFRS Initiatives

MiFIR,

MiFID II

Solvency II, IFRS 17

SFTR

Pillar 3, BCBS 239

SREP

DORA

SCA

Digital assets

Regulatory initiatives

PCA, TA, MLR

SoftServe has been a collaborator with the financial services industry for the past 28 years. We are constantly boosting and demonstrating our technical and business expertise. This allows us to partner with financial services clients and help them operate in compliance regardless of regulatory change or complexity.

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